Skip to main content

US 'violating' assurance to Gorbachev: NATO not to expand jurisdiction to eastern Europe

By Bharat Dogra* 

At a time when the Russian invasion of Ukraine has faced a lot of well-justified criticism, a different yet related question also needs to be raised. Would Ukraine have become such a serious crisis point if the USA had sincerely adopted a policy of peace towards Russia during the last 35 years or so?
Revisit Russia of three decades back. There was confusion at the rapid break-up, a lot of uncertainty. A sincere hand of friendship by the superpower would have been enough for Russia to accept a less than equal position in the arrangement, as long as it was treated honorably. Unfortunately, the USA and allies adopted a policy of hostility, which came to the fore at the time of decisions relating to the eastward expansion of NATO.
An important understanding reached between Gorbachev and Bush in 1989 was that the USA will not expand NATO membership eastwards close to Russian borders. Jack F Matlock, then US ambassador to the Soviet Union and a leading expert on Soviet policy for years, had a ringside view of crucial talks. He recalled recently (February, 15 2022, "Responsible Statecraft"), Gorbachev was assured, though not in a formal treaty, that if a unified Germany was allowed to remain in NATO, there would be no movement of NATO’s jurisdiction to the east, not one inch.”
However the USA started drifting away -- fast -- from this assurance. 1997 was a landmark year for this going back on an important assurance. At this critical juncture, on June 26 1997 to be precise, as many as 50 prominent foreign policy experts, including former senators, retired military officers, diplomats and academicians sent an open letter to President Clinton, outlining their opposition to NATO expansion (see full statement at the Arms Control Association, Opposition to NATO Expansion).
They wrote, “We, the undersigned, believe that the current US led effort to expand NATO, … is a policy error of historic proportions. In Russia NATO expansion, which continues to be opposed across the entire political spectrum, will strengthen the non-democratic opposition, undercut those who favor reform and cooperation with the West, bring the Russians to question the entire post- cold war settlement, and galvanize resistance in the Duma to the START II and III treaties.”
This letter of 50 experts concluded: “We strongly urge that the NATO expansion process be suspended while alternative actions are explored.” The alternatives suggested by these experts included “supporting a NATO-Russia relationship.”
Around the same time in 1997 Ambassador Matlock was asked to testify before the Senate Foreign Relations Committee. He stated that NATO expansion would be the most strategic blunder since the end of the Cold War.
Ignoring such sane advice from many senior diplomats and foreign policy experts, the US government went ahead with several waves of adding new NATO members -- eastward ho! At the same time, the USA was also withdrawing from important arms control treaties. During the nineties western interests were associated with pushing economic policies of the Yeltsin years which impoverished a large number of Russians, leading to a deeply worrying, steep fall of life expectancy.
The expectations of many Russians for economic help and accommodation of essential security concerns were neglected and instead they saw repeated violation of their economic and security interests. In addition sanctions were also imposed. In 2014 the USA intervened decisively in Ukraine, playing an important role in installing an anti-Russian regime.
In 2019 the Carnegie Endowment for International Peace published a study titled ‘30 Years of US Policy Toward Russia—Can the Vicious Circle be Broken’ which expressed regret at the many problems created by hostile US policy. 
In 1997 Ambassador Matlock stated that NATO expansion would be the most strategic blunder since the end of the Cold War
To break the impasse, the study concluded, the USA will have to, for its part, make several key adjustments to its Russia policy, including -- halting NATO expansion eastward, clarifying to Ukraine and Georgia that they should not base their foreign policy on the assumption that they will be joining NATO (while establishing robust security cooperation in other ways), reviewing and restraining sanctions policy towards Russia and leaving Russia’s internal affairs to itself (not interfering in them).
These and other suggestions have been ignored by US policy makers who continued to indulge in provocations. Just before war broke out, Matlock posed a question (see “Responsible Statecraft",  February 15, 2022: "I was there—NATO and the origins of the Ukraine Crisis”): Was the crisis avoidable? His answer was –Yes.
He explained, “Since Putin’s major demand is an assurance that NATO will take no further members, and specifically not Ukraine or Georgia, obviously there could have been no basis for the present crisis if there had been no expansion of the alliance following the end of the Cold War, or if the expansion had occurred in harmony with building a security structure in Europe that included Russia.”
So while the invasion of Ukraine deserves the criticism it is getting, the genuine concerns of Russia also deserve attention. In the longer-term and a wider context, USA led west and the already troubled world will gain nothing and lose a lot from a policy of encircling and threatening a big nuclear weapon power like Russia. 
A century earlier Germany in difficult times, trying to find a rightful place of honor, was pushed and shoved too much, and the rest is very unfortunate history. The situation now in a world of weapons of mass destruction is of course much more risky.
Surely USA and western decision makers have the wisdom to see the bigger picture. The talk in the street is of the USA arms companies getting more business, Germany and Japan being pushed towards acquiring more destructive weapons in cooperation with the USA, fuel market of Europe getting more tied to USA interests despite clear advantages of getting better and cheaper supplies much nearer from Russia. Surely western and US policy makers should be able to rise above such narrow concerns.
Clearly a different path exists, a path based on peace and sincerity, and by making this the basis of its Russia policy the USA can contribute much more to its self-interests and even more to world peace. This can also contribute very quickly to resolving the ongoing crisis, and in the longer-term to creating a safer world for this and future generations.
---
*Honorary convener, Campaign to Save Earth Now. His recent books include “Planet in Peril” and “Protecting Earth for Children”

Comments

TRENDING

70,000 migrants, sold on Canadian dream, face uncertain future: Canada reinvents the xenophobic wheel

By Saurav Sarkar*  Bikram Singh is running out of time on his post-study work visa in Canada. Singh is one of about 70,000 migrants who were sold on the Canadian dream of eventually making the country their home but now face an uncertain future with their work permits set to expire by December 2024. They came from places like India, China, and the Philippines, and sold their land and belongings in their home countries, took out loans, or made other enormous commitments to get themselves to Canada.

Kerala government data implicates the Covid vaccines for excess deaths

By Bhaskaran Raman*  On 03 Dec 2024, Mr Unnikrishnan of the Indian Express had written an article titled: “Kerala govt data busts vaccine death myth; no rise in mortality post-Covid”. It claims “no significant change in the death rate in the 35-44 age group between 2019 and 2023”. However, the claim is obviously wrong, even to a casual observer, as per the same data which the article presents, as explained below.

PM-JUGA: Support to states and gram sabhas for the FRA implementation and preparation and execution of CFR management plan

By Dr. Manohar Chauhan*  (Over the period, under 275(1), Ministry of Tribal Affairs has provided fund to the states for FRA implementation. Besides, some states like Odisha, Chhattisgarh and Maharashtra allocated special fund for FRA implementation. Now PM-JUDA under “Dharti Aaba Janjatiya Gram Utkarsh Abhiyan(DAJGUA) lunched by Prime Minister on 2nd October 2024 will not only be the major source of funding from MoTA to the States/UTs, but also will be the major support to the Gram sabha for the preparation and execution of CFR management Plan).

Operation Kagar represents Indian state's intensified attempt to extinguish Maoism: Resistance continues

By Harsh Thakor Operation Kagar represents the Indian state's intensified attempt to extinguish Maoism, which claims to embody the struggles and aspirations of Adivasis. Criminalized by the state, the Maoists have been portrayed as a threat, with Operation Kagar deploying strategies that jeopardize their activities. This operation weaves together economic, cultural, and political motives, allegedly with drone attacks on Adivasi homes.

How Amit Shah's statement on Ambedkar reflects frustration of those uncomfortable with Dalit assertion, empowerment

By Vidya Bhushan Rawat*  Dr. B.R. Ambedkar remains the liberator and emancipator of India’s oppressed communities. However, attempts to box him between two Brahmanical political parties betray a superficial and self-serving understanding of his legacy. The statement by Union Home Minister Amit Shah in the Rajya Sabha was highly objectionable, reflecting the frustration of those uncomfortable with Dalit assertion and empowerment.

This book delves deep into Maoism's historical, social, and political dimensions in India

By Harsh Thakor*  "Storming the Gates of Heaven" by Amit Bhattacharya is a comprehensive study of the Indian Maoist movement. Bhattacharya examines the movement's evolution, drawing from numerous sources and showcasing his unwavering support for Charu Mazumdar's path and practice. The book, published in 2016, delves deeply into the movement's historical, social, and political dimensions.

Ideological assault on dargah of Sufi Saint Khwaja Moinuddin Chishti will disturb pluralistic legacy: Modi told

Counterview Desk Letter to the Prime Minister about "a matter of the utmost concern affecting our country's social fabric": *** We are a group of independent citizens who over the past few years have made efforts to improve the deteriorating communal relations in the country. It is abundantly clear that over the last decade relations between communities, particularly Hindus and Muslims, and to an extent Christians are extremely strained leaving these latter two communities in extreme anxiety and insecurity.

Defeat of martial law: Has the decisive moment for change come in South Korea?

By Steven Lee  Late at night on December 3, soldiers stormed into South Korea’s National Assembly in armored vehicles and combat helicopters. Assembly staff desperately blocked their assault with fire extinguishers and barricades. South Korea’s President Yoon Suk Yeol had just declared martial law to “ eliminate ‘anti-state’ forces .”